Benjamin Edwards In The News
Cision PRWeb
Global law firm Greenberg Traurig, LLP and the University of Nevada, Las Vegas (UNLV) William S. Boyd School of Law will co-host the second annual “Summit for Corporate Governance” on Sept. 30 and Oct. 1, 2021 in Las Vegas, Nevada.
Financial Advisor
Zero-commission brokerage Robinhood Financial’s business model could take a hit if the Securities and Exchange Commission treats the firm’s communications with its customers as investment advice, according to legal experts.
InvestmentNews
Robinhood, whose IPO is slated for Thursday, disclosed in a filing that Finra is seeking registration information about its personnel, including the non-registration status of CEO Tenev and co-founder Bhatt.
Daily Beast
Josh Mandel—the far-right, former Ohio state representative now running for Senate—has recently joined the chorus of conservatives railing against Big Tech. But before he turned against Silicon Valley, Mandel was a Facebook stock investor who made tens of thousands of dollars.
Investment News
Wall Street rewards high-risk behavior in its salespeople, be they deemed brokers, the old-fashioned term, or financial advisers, in the more commonly accepted contemporary tongue.