The head of a Miami-based financial advisory firm has been accused of helping her romantic and business partner carry out a cherry-picking scheme that funneled millions of dollars into accounts owned by his parents.

Conservative groups are attacking new proposals from the SEC to hold companies accountable for disclosures around issues like climate risk, board diversity, and stock buybacks.

Conservative groups are vigorously attacking ESG proposals that could play a role in reducing income inequality.

Jennie Kim, a local stockbroker, recently published a puzzling defense of hedge funds without identifying any specific threat that hedge funds need to be defended against.

Global law firm Greenberg Traurig, LLP and the University of Nevada, Las Vegas (UNLV) William S. Boyd School of Law will co-host the second annual “Summit for Corporate Governance” on Sept. 30 and Oct. 1, 2021 in Las Vegas, Nevada.

Zero-commission brokerage Robinhood Financial’s business model could take a hit if the Securities and Exchange Commission treats the firm’s communications with its customers as investment advice, according to legal experts.

In two weeks, students will return to classes at UNLV.

Robinhood, whose IPO is slated for Thursday, disclosed in a filing that Finra is seeking registration information about its personnel, including the non-registration status of CEO Tenev and co-founder Bhatt.