Benjamin Edwards In The News
Wealth Management
A broker facing FINRA disciplinary charges is citing last month’s Supreme Court decision that weakened the SEC’s enforcement powers to challenge the validity of the brokerage regulator’s enforcement arm.
WealthManagement.com
The impact of the Supreme Court’s 6-3 decision in SEC v. Jarkesy, limiting the commission’s use of in-house judges, will likely have long-term consequences, with securities attorneys speculating that SEC settlement offers may increase and state regulators may take the reins on cases that would previously have been led by the federal regulator.
![Wall Street Journal](/sites/default/files/styles/100_width_25_height/public/news_source/logo/wsj.png?itok=wGNZpZQu)
DNYUZ
When you walk into a financial adviser’s office, you expect them to put your best interests above all else — in the same way a doctor would, rather than, say, a car salesman. But many people don’t realize that the rules financial professionals must follow vary, depending on where they work and what products they’re selling.
![The New York Times](/sites/default/files/styles/100_width_25_height/public/news_source/logo/New-York-Times.png?itok=7nTAn7wp)
The Daily Beast
When The New York Times revealed the name of one of the biggest investors behind Donald Trump’s social media venture last weekend, his name leapt off the page: Republican megadonor—and Never Trump billionaire—Jeffrey Yass.
The Economist
At the turn of the 20th century the prime state to register businesses in America was New Jersey, home to America’s biggest trusts such as Standard Oil. Other states, including its diminutive next-door neighbour, coveted the spigot of easy money that came from business incorporation. “Little Delaware, gangrened with envy at the spectacle of the truck-patchers, clam-diggers and mosquito-wafters of New Jersey getting all the money in the country into her coffers, is determined to get her little tiny, sweet, round, baby hand into the grab-bag of sweet things,” the American Law Review, a journal, wrote at the time.
![Las Vegas Review Journal](/sites/default/files/styles/100_width_25_height/public/news_source/logo/las-vegas-review-journal.jpg?itok=IX9YBkgU)