Benjamin Edwards In The News
The Daily Beast
Oversight Chairman James Comer has attacked Hunter Biden’s business dealings for their opacity. But Comer’s own shell company is far from transparent.
The Daily Beast
America First Legal claims Target defrauded investors when it ran a Pride campaign. Courts need to sanction groups that file these money-draining, bogus suits.
Rethinking65
Lower courts have decided the SEC’s power to seek penalties through in-house enforcement proceedings violates the U.S. Constitution. Another case pending against FINRA says it has too much power.
WealthManagement
In the latest filing in its suit against FINRA in federal court, the Utah-based brokerage firm disputed the regulator’s claims that a ruling against it could have a dire impact on investors.
wealthmanagement.com
Former rep Sidney Lebental is citing FINRA’s legal sparring match with Alpine Securities to halt disciplinary proceedings against him. Meanwhile, FINRA has responded to Alpine’s allegations.